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SOURCE Pennsylvania Department of Banking and Securities
HARRISBURG, Pa., Jan. 9, 2014 /PRNewswire-USNewswire/ -- The Department of Banking and Securities issued 18 public enforcement orders during the fourth quarter of 2013. Final orders included fines, assessments and repaid costs of $483,460, including:
The department also issued two Orders to Show Cause for violations of the Pennsylvania Securities Act of 1972.
Comprehensive lists of public enforcement orders administered by the Department of Banking and Securities are available online at www.dobs.state.pa.us.
Consumers can make inquiries or file a complaint against any company or individual regulated or licensed by the Department of Banking and Securities online or by calling 1-800-PA-BANKS (800-722-2657). Investors are invited to learn more on Facebook at: www.facebook.com/PAInvestorEducation.
Media contact: Ed Novak, 717-783-4721
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