MFDA Hearing Panel issues Reasons for Decision in the matter of Peiqing (Anna) He - 13 WTHR Indianapolis

MFDA Hearing Panel issues Reasons for Decision in the matter of Peiqing (Anna) He

Information contained on this page is provided by companies via press release distributed through PR Newswire, an independent third-party content provider. PR Newswire, WorldNow and this Station make no warranties or representations in connection therewith.

SOURCE Mutual Fund Dealers Association of Canada

TORONTO, March 18, 2013 /CNW/ - A Hearing Panel of the Central Regional Council of the MFDA has issued its Reasons for Decision in connection with the settlement hearing held in Toronto, Ontario on January 22, 2013 in the matter of Peiqing (Anna) He.

A copy of the Hearing Panel's Reasons for Decision is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

©2012 PR Newswire. All Rights Reserved.

Powered by WorldNow
Links to the FCC website to view WTHR and/or WALV’s on-line public inspection files:
WTHR: https://stations.fcc.gov/station-profile/WTHR   ||   WALV: https://stations.fcc.gov/station-profile/WALV
Individuals with disabilities may contact Jill Pursell at publicfile@wthr.com, or 317.655.5602, for assistance with access to the public inspection files.
Powered by WorldNowAll content © Copyright 2000 - 2013 WorldNow and WTHR. For more information on this site, please read our Privacy Policy and Terms of Service.